AS9102 First Article Inspection for Connectors: Forms 1–3, Ballooning, and What a Full vs Delta FAI Proves

October 23, 2026 · Procurement Guide

Three Kinds of Evidence, and Why Buyers Confuse Them

A connector buyer is usually handed three documents and told they mean the same thing: a qualification test report, a first article inspection report, and a certificate of conformance. They answer three completely different questions, and only one of them is about the parts in the carton.

Qualification is evidence about a design family. It says a representative sample of a series, built to a specification, survived a defined set of severities — vibration, thermal cycling, salt fog, altitude dielectric. It does not name your part number, your finish letter, or the tool that cut your shell.

First article inspection is evidence about one configuration built by the production process. It says: on this date, at this facility, using this drawing revision, this tooling and this process, the first article of part number X was measured against every requirement on the drawing and met them.

Receiving inspection is evidence about this lot. It samples, it does not measure everything, and its whole premise is that the configuration it is sampling is the configuration the FAI already proved.

EvidenceQuestion it answersApplies toLifetimeTypical sample
Qualification test reportDoes this design family meet its product specification?A series or slash sheet, not your part numberUntil the specification or design changes; periodic requalification per contractSmall sample, often destructive
AS9102 FAI reportWas this configuration, built by the production process, conforming at the first article?One part number at one revisionUntil a trigger invalidates itOne article or a stated number, 100 % of characteristics
Pilot / first production lotDoes a real lot, at rate, hold the FAI result?The lotThat lot onlyLot acceptance sample
Receiving inspectionDoes the delivered lot match the proved configuration?The lotThat lot onlyAQL sample, not 100 %

The practical consequence: a supplier who sends a qualification report when you asked for an FAI has sent the wrong document, and a supplier with no FAI has no evidence that the finish letter, keying letter or insert arrangement you ordered has ever been built. Those letters are part of the part number. A different letter is a different part.

What AS9102 Actually Requires

AS9102 is the aerospace standard for first article inspection, flowed down through AS9100 contracts. Its structure is deliberately boring: three forms, one part number, the production process, records retained as the contract requires. The current revision is AS9102C; the A (2004) and B (2014) editions are still quoted in older contracts, and the form content and the treatment of partial and delta FAI were clarified between revisions. Confirm the revision your customer requires before you build the package — a package built to the wrong revision is rejected on format, not on quality.

Four properties of the standard decide most arguments:

Full, Partial and Delta FAI: Three Scopes, One Rule

The single rule behind all three: every design characteristic of the configuration must be covered by a current, referenced FAI. The three scopes are just different ways of satisfying that rule without remeasuring a part you already proved.

TypeWhen it is usedWhat is measuredWhat it must reference
Full FAIA new part number, a new manufacturing source, or a first article for a configuration never built beforeEvery characteristic of every detail part, sub-assembly and the top-level assemblyNothing — this is the baseline
Partial FAIA defined subset is in scope, because the remainder is already covered by a current FAI (a sub-assembly proved separately, a characteristic unaffected by the work being done)The stated subset, with each exclusion justified in writingThe FAI report or reports that cover the excluded characteristics
Delta FAIA change after the baseline: drawing revision, process, tooling, location or a production lapseOnly the characteristics the change affects — plus any characteristic whose interface or fit could be affected by itThe baseline FAI report number and the revision it was built to

Two failure modes recur. The first is a partial FAI presented as a full one: the cover sheet says full, the Form 3 has 40 rows for a part with 140 drawing characteristics, and no exclusion is documented. The second is a delta FAI with no baseline — a change was made, the affected rows were measured, but nothing ties the package to the report it is a delta of, so a reader cannot reconstruct what is now covered and what is not.

The Trigger List — and the Two Everyone Misses

An FAI is not a one-time event at the start of a programme. It is re-established whenever the thing that was proved stops being the thing that is being made.

TriggerScope usually requiredWhat people get wrong
New part number or new manufacturing sourceFullTreating a second site as “the same company” and skipping the location trigger
Drawing or specification revision affecting a characteristicDelta on the affected characteristicsBuilding to the superseded revision because the shop copy was not updated
Change of process or method — plating line, heat treat, passivation, crimp tooling, mouldingDelta, often full for the finish characteristicsMissing it entirely, because no drawing changed
Change of manufacturing location, including a moved line inside the same plantDelta or full per contractAssuming a building move is administrative
Tooling change, replacement or refurbishmentDelta on the characteristics that tool producesThe refurbishment case — a re-ground insert is a new tool
NC program change, or translation to another programming mediaDelta on the machined characteristicsPost-processor changes that alter a tool path by microns
Production lapse (commonly two years with no order)Full, or per contractRestarting on an FAI that predates the lapse
Customer-directed FAI after a systemic nonconformanceAs directedScoping it as a corrective-action report instead

The two that get missed on connector lines are plating sub-tier changes and tooling refurbishment. Neither leaves a mark on the drawing. Both change the part. If your purchase order does not require notification of either, you will find out at receiving inspection — or you will not find out at all.

Form 1 — Part Number Accountability

Form 1 is the index. It lists the part number under inspection, the drawing revision, the organisation and site, the FAI report number, the reason for the FAI, and then — this is the part that gets skimmed — every detail part, sub-assembly, material and specification that makes up the configuration, each with its own part number and, where applicable, its own FAI reference.

For a circular connector, that tree normally has to name at least: the shell and body, the insulator or insert, the contact system by size and type, the interfacial seal, the grommet or rear seal, the coupling ring and its detent or ratchet hardware, the backshell or adapter if supplied assembled, and the marking specification. A Form 1 that carries only the top-level part number and the words “see drawing” is not an index — it is a title page, and it makes every downstream form unverifiable.

The other Form 1 trap is configuration drift. A MIL-DTL-38999-style part number encodes shell size, insert arrangement, contact style, keying letter and finish class. Change the finish letter and you have a different part number: it needs its own Form 1, its own Form 2 plating evidence and its own Form 3 finish rows. A finish change is not a delta FAI on the shared dimensions — it is a new configuration whose finish is entirely unproven until it is measured.

Form 2 — Product Accountability: Material and Special Process

Form 2 is where a connector package lives or dies, because a connector is mostly a set of material and process callouts held together by a shell. Each row names the item, the specification it was bought to, the supplier and site that processed it, the certificate reference, and the acceptance result.

ItemWhat the certificate must stateHow the package fails without it
Shell alloy and temperAlloy and condition to the drawing callout, with heat or lot identificationStrength and thread durability rest on the temper, not on the alloy name alone
Contact base metal and platingBase alloy, underplate and gold thickness with the measurement method (XRF, coulometric, cross-section)Contact resistance and mating life are a plating-thickness function; “gold plated” is not a value
Shell finishFinish specification, type and class, thickness, and the acceptance test (adhesion, salt-spray basis)A finish substitution is invisible to dimensional inspection and is the most common unannounced change
Elastomer sealsMaterial specification, class, durometer, cure or lot dateSealing and compression set are the ageing failure path; a different compound reads identically on a drawing
Plating, anodise or passivation sub-tierProcessor name and site, process specification, chemical-processing accreditation where the contract requires it, and the results for this lotA certificate from a sister plant, or a generic “meets specification”, breaks the chain between the proved process and the delivered part
Heat treat, where applicableSpecification, cycle, hardness results, processorTemper and hardness are process outputs, not purchasable properties

The question to ask of every Form 2 row is not “is there a certificate?” but “does this certificate belong to this lot, from this site, to this revision of the process specification?” A certificate that answers a different question is worse than a missing one, because it closes the query.

Form 3 — Characteristic Accountability

Form 3 is the measurement record, and it is the form an auditor reads first. Each row carries a characteristic identifier that ties back to a ballooned drawing, the requirement with its nominal and tolerance, the measured result, the instrument or gauge used, whether designed tooling was used, and a pass/fail or nonconformance reference.

For connectors, the characteristic families that must appear are consistent across product lines even though the numbers differ:

FamilyTypical characteristicsHow it is verifiedWhat the result column must show
Dimensional — shellShell and flange dimensions, mounting-hole pattern, key and keyway position, coupling and accessory threads with class of fitCMM, micrometers, thread gauges, hard gaugesActual measured values plus gauge identification
Dimensional — insertContact cavity diameter and position, cavity spacing, insert seating depth, polarising key positionCMM, pin gauges, dedicated cavity gaugesPer-cavity data, not a single representative figure
Contact systemContact dimensions, crimp-barrel size, contact engagement and seating depth, retention forceDimensional gauging; retention pull test on separate samplesMeasured force against the slash-sheet minimum
Mechanical functionMating and unmating torque, coupling torque envelope, anti-decoupling detent or ratchet function, keying engagementCalibrated torque transducer, functional mating with the mating halfValues against the published envelope, plus the instrument
ElectricalLow-level contact resistance, insulation resistance, dielectric withstanding voltage, shell-to-shell resistanceFour-wire milliohm measurement, megohmmeter at the specified test voltage, hipot setValue, test conditions, and the method reference
SealingImmersion or pressure decay in the mated configuration; air-leak rate for hermetic variantsImmersion rig, pressure-decay instrument, helium leak detectorThe condition tested: mated or unmated, depth and duration, or leak rate
FinishPlating thickness, adhesion, appearance, and the corrosion basis the class claimsXRF or coulometric on coupons or witness samples; cross-section for adhesion disputesThickness by location, with the measurement method named
Identity and markingPart number, manufacturer symbol, date or lot code, marking method and legibilityVisual at the specified magnification, adhesion or permanence checkThe text as marked, the method, and the inspection result

The most common Form 3 defect is not a wrong number — it is a row that is not a measurement. “Certified”, “conforms”, “per specification” and “verified by inspection” are not results. A second common defect is a note that never becomes a row: torque values, marking requirements, plating adhesion and insert-arrangement contact population all live in drawing notes and specification callouts, and notes are precisely what a form-filling exercise skips.

Ballooning, and What Changes with Model-Based Definition

Ballooning is the discipline that makes Form 3 auditable: every requirement on the drawing gets a unique number, placed next to it on a copy of the drawing, and every Form 3 row cites that number in its reference-location column. The ballooned drawing travels with the report. Anyone can then pick a row at random and find the requirement it came from, which is exactly what an auditor or a customer’s source inspector does.

Three practical rules:

Model-based definition changes the mechanics, not the rule. Where the definition is a model carrying product manufacturing information, the reference-location column carries the annotation identifier, or the view and direction of the annotation, instead of a paper balloon. The traceability requirement is identical: one identifier per requirement, one measured result per identifier. What does not change is authority — if the drawing is the definition of record, a nominal pulled from model geometry is not an acceptance authority unless the contract says the model governs.

It Has to Be the Production Process

An FAI performed on hand-built samples proves that a skilled technician can make a good connector. That is not the question anyone is asking.

The article must come from production tooling, the production NC program, the production process specification and the production operators, at a representative rate. Where a characteristic can only be verified destructively — plating adhesion by cross-section, retention force by pull test, seal integrity by sectioning — the destructive checks are run on separate samples from the same process and lot, and the FAI article itself is kept deliverable unless the contract permits otherwise.

This is where connector packages most often quietly fail. A crimped contact is a process output: the crimp height, the tool, the die setting and the operator’s technique all sit inside the result, and none of them appear on a drawing. A hand-crimped sample made with a bench tool, presented as the first article for a line that will run an automatic crimper, has verified a process that will never be used again.

Ten Ways a Connector FAI Package Fails Audit

#FailureWhat it looks like
1Wrong configurationPackage built for the base part number; the ordered finish or keying letter is not the one measured
2Superseded revisionForm 1 names a drawing revision older than the one on the purchase order
3Rows that are not measurements“Conforms”, “certified”, “per spec” in the result column
4Notes not balloonedTorque, marking, adhesion and contact population never appear as rows
5No instrument traceabilityValues with no gauge or instrument identification and no calibration reference
6Sub-tier breakPlating certificate from a different site, or a generic statement with no lot and no thickness data
7Similarity claimsCharacteristics “verified by similarity to a previous article” with no written justification
8Delta with no baselineThe change was measured, but nothing references the report it amends
9Prototype articleHand-built units, bench tooling, non-production crimp or moulding process
10Unapproved packageNo signature, no approval authority, no revision index, and nonconformances with no disposition reference

Item 10 deserves a note. A package that contains a nonconformance is not automatically a failed package — real first articles sometimes produce a deviation that is dispositioned as use-as-is or repair by the responsible authority and accepted by the customer. What fails is a package where the nonconformance exists and the disposition is invisible, because then the reader cannot tell whether the article conforms or was forgiven.

AS9102 Is Not PPAP, and Neither Is Qualification

Buyers moving between aerospace and automotive programmes routinely use the words interchangeably. They are different systems with different artefacts and different questions.

SystemOriginDeliverableWhat it approves
AS9102 FAIAerospace, flowed down through AS9100Three forms plus a ballooned drawing and supporting certificatesThe first article of a configuration, built by the production process
PPAPAutomotive (AIAG)A submission package including process flow, PFMEA, control plan, measurement system analysis, dimensional results, material and performance tests, and a part submission warrant, at one of several submission levelsThe production process, including whether it is capable of holding tolerance at rate
QualificationProduct specification, for example a MIL-DTL slash sheetQualification test report, and where applicable a listing on the qualified products listThe design family against its specification severities
Receiving inspectionPurchase order and quality planInspection record against an AQL planThe delivered lot

Two practical differences matter. PPAP is built around capability: it asks whether the process can hold the tolerance, usually evidenced by capability indices and a control plan, and initial submissions commonly target a higher capability index than ongoing production. AS9102 is built around conformance of the article: it asks whether the requirement was met, and a single conforming article with no capability data can still be a complete FAI. If you are buying a connector for an automotive or energy-storage programme, expect PPAP language; if you are buying for an aerospace or defence programme, expect AS9102. A supplier asked for “PPAP” by an aerospace buyer should clarify which artefact is actually wanted rather than shipping a warrant in place of three forms.

What to Put in the RFQ

An FAI is cheap when it is specified before the order and expensive when it is discovered afterwards. Ten lines that prevent most of the argument:

Where Airoadcon Fits

Airoadcon builds to print across the military circular families most often specified with an AS9102 requirement — J599 Series III equivalents of MIL-DTL-38999, ZH83723 bayonet and threaded variants, MIL-DTL-26500-class aerospace circulars, and M85049 accessory and backshell ranges, alongside the wider circular connector and US military standard catalogue.

For a new configuration, the documentation set is the one described above: a three-form FAI with a ballooned drawing, material and special-process certificates naming the processor and site, plating thickness results, and the electrical and mechanical test data measured to the drawing’s own limits. The acceptance basis published on our quality page is the basis our FAI data is recorded against, so a QA engineer can compare the two documents directly instead of reconciling two formats.

If you are writing the FAI requirement into an RFQ and want the clause list reviewed against the configuration you are buying, send the part number, the drawing revision and the programme’s standard revision.

Need an AS9102 first article inspection package, or a cross-reference from an existing part number?

Send the part number, drawing revision and the standard revision your programme requires, and we will confirm scope, article count and delivery date before quoting.

Email: info@airoadcon.com | WeChat: 18991927716